FLASH FRIDAY is a weekly content series looking at the past, present and future of capital markets trading and technology. FLASH FRIDAY is sponsored by Instinet, a Nomura company. On May 16, 2024, the ...
A large and important segment of the securities brokerage industry is composed of broker-dealers that classify their ...
Fund sponsors often engage investment banking or placement firms to help raise capital or generate deal flow for their funds. In exchange, the sponsor may offer a cash fee, a piece of the sponsor’s ...
Wall Street broker-dealers posted profits of $11.3 billion in the first half of 2015, up 29 percent year-on-year and the strongest first half since 2011. NASAA President Judith Shaw says the ...
If the Municipal Securities Rulemaking Board won't scrap a one-minute trade reporting initiative entirely, it should at least allow the timeframe for reporting manual trades to remain at 15 minutes, ...
From entertainment to finance, a familiar David-and-Goliath story has been playing out across the business world. Netflix killed Blockbuster and disrupted the entire media landscape. But eventually, ...
The future of digital asset securities is taking shape, with special purpose broker-dealer (SPBD) licenses carving out a path for regulated blockchain adoption. During a recent panel discussion at ...
Broker-dealers are increasingly being selective about the non-traded REITs they include on their investment platforms today, and they’re subjecting those investments to greater scrutiny. “There are ...
Cambridge Investment Research has acquired Dempsey Lord Smith, integrating the Georgia-based firm as a fully owned enterprise ...
Chicago-Based, $1.2 Billion Team Will Use PKS Investments as its Friendly Broker-Dealer NEW YORK, Dec. 03, 2025 (GLOBE NEWSWIRE) -- BINAH Capital Group, Inc. ("BINAH” or the "Company”) (NASDAQ: BCG; ...
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